Sfc licensed company
Web21 Feb 2024 · Depending on the nature of your business, you or your company may need to apply for one or more SFC licences. The types of SFC licence required are as: Type 1: … Web5 Jun 2024 · The SFC has stated that they are unlikely to be satisfied that a person will be fit and proper to be licensed to act for more than one licensed corporation, unless the …
Sfc licensed company
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Web3 Sep 2024 · SFC License Requirements for Activities Outside Hong Kong SFC License Type 1: Dealing in Securities SFC License Type 2: Dealing in Futures Contracts SFC License … Web19 May 2024 · About 96% of the company’s business was derived from the distribution of investment products in Taiwan through its SFC licensed representatives during the relevant period.
WebThe SFC’s investigation found that between May 2024 and July 2024, Zhonghui International Futures Company Limited (ZIFC), a company licensed under the Securities and Futures … Web9 May 2024 · A corporation that carries on a business in a regulated activity or actively markets services to the public which constitute a regulated activity need to be licensed, …
Web18 Dec 2024 · Hong Kong’s Securities and Futures Commission (SFC) has licensed the first crypto trading platform in Hong Kong. The securities regulator announced Wednesday: It has granted the first licence to a virtual asset trading platform in Hong Kong. The SFC website shows that OSL Digital Securities Ltd. was licensed on Dec. 15. Web24 Nov 2024 · On 12 October 2024, a Hong Kong-licensed corporation was fined HK$1.75 million by the Securities and Futures Commission (SFC) for failure of compliance. The corporation failed to comply with EU regulation regarding short selling and certain aspects of credit default swaps, as well as promptly notifying the SFC of its regulatory breaches.
Web9 Feb 2024 · For any corporation that would like to be licensed for Type 9 regulated activity (asset management), the SFC generally expects such corporation to be able to exercise …
Web13 Apr 2024 · The food businesses on this list are licensed under the Safe Food for Canadians Regulations and are considered to be in good standing with the CFIA. Instructions. No entry in any field will return the entire list of valid food licence holders. Fields are not case sensitive and you can search by partial text. serial killer sorority houseWebOverview. In our SFC Inspections and Audits practice, we routinely advise SFC licensed corporations, including stock brokerage firms, traders, hedge fund managers, investment … serial killers similar to jeffrey dahmerWeb11 Dec 2024 · There are two different capital requirements that you must meet for getting an SFC license: Minimum Paid Up Capital. Type of Activity. Minimum Paid Up Capital. … serial killers sentenced to deathWeb1 Dec 2024 · The SFO provides that a licensed corporation shall not carry on any regulated activity for which it is licensed unless it has two Responsible Officers, with at least one of … serial killer statistics by raceWeb24 Feb 2024 · Licensed corporations are bound by an election previously made under the Rules but they can apply in writing to the SFC for approval of the withdrawal of such election. A licensed corporation should continue to follow its elections until such time as the SFC has approved their withdrawal. serial killers still not caughtWebLicensed corporations must inform the SFC of certain changes, including significant changes to their business plan and changes to their senior management, within seven business days.The SFC may seek to confirm what changes have actually occurred in order to make sure that parties are forthcoming in providing information. serial killer statistics by yearWebA corporation licensed with the Securities and Futures Commission (SFC) which adopted 31 December as its financial year-end date will need to submit its financial statements and … serial killers south africa